论股东派生诉讼当事人

论股东派生诉讼当事人
摘  要

股东派生诉讼又称股东代表诉讼，其起源于1843年的英国衡平法,全面发展于美国。其产生的法理在于平衡公司内部治理结构，保护公司利益和股东利益。但由于其诉讼利益不归于该原告股东而归于公司，或者借此为谋求某种诉讼外的利益，很容易造成股东的滥诉。各国为了防止滥诉，均对提起股东派生诉讼的股东原告资格作出了限制，包括同时所有权规则，持股达到一定期间和持股达到一定比例的要求以及充分且公正地代表公司利益原则等。并且设置了前置程序等前提条件，以穷尽公司内部救济，防止股东滥诉。本文着重论述了股东派生诉讼中原告资格限制和原告股东提起股东派生诉讼的前提条件这两个问题，兼对被告范围及公司和其他股东的诉讼地位作了浅显论述。主要运用利益平衡和公平合理的法理思想，结合国外立法例，比较分析各种制度的优劣，以期为我国股东派生诉讼制度的构建提供些许之思。

关键词：股东派生诉讼；原告资格；前置程序；被告范围；股东派生诉讼公司和其他股东地位

ABSTRACT

Shareholder derivative action, also known as shareholder lawsuit, which originated from the UK equity in 1843, the comprehensive development in the United States. The resulting jurisprudence is to balance the internal governance structure, to protect corporate interests and the interests of shareholders. However, the interests of its litigation is not attributable to the plaintiff shareholders attributable to the company, or to seek some kind of lawsuit for the interests of shareholders are likely to cause abuse complaints. Countries in order to prevent the abuse of appeal, all of the shareholders filed a shareholder derivative action to limit the eligibility of the plaintiff, including ownership rules at the same time, holding a certain holding period and a certain proportion of the requirements and fully and fairly represent the interests of the company principles. And procedures set preconditions lead to exhaustion of internal remedies to prevent abuse v. shareholder. This article focuses on the shareholder derivative action in the qualifications and the plaintiff shareholders, the plaintiffs filed a prerequisite for shareholder derivative action on these two issues and the scope and the defendant company and other shareholders were simple and obvious discussed the status of litigation. Mainly through a fair and reasonable balance of interests and legal thinking, combined with foreign legislative cases, comparative analysis of the pros and cons of various systems in order for our shareholders derivative action, to offering a bit of thinking.      

Keywords: Shareholder derivative action; Plaintiff qualified;Pre-procedure ;The scope of the defendant ;Shareholder derivative litigation status of the company and other shareholders

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