我国开放式基金流动性风险的对策研究

摘    要
开放式投资基金是一种收益共享、风险共担的集合投资工具。是基金品种创新的重要内容，也是目前各国基金的重要发展方向。我国证券业起步较晚，证券市场不够成熟，资本市场的环境比较复杂和特殊。以“我国开放式证券投资基金流动性风险”为研究对象，通过对国内外相关理论的研究，并结合我国证券市场的发展现状，以开放式基金流动性风险的管理为研究重点，对相关问题进行全面、系统深入地研究。提出在风险管理中借鉴欧美发达国家已发展成熟的开放式基金风险管理的一些做法，结合中国资本市场的现状，通过建立科学的风险管理体系、采取稳健的风险管理手段，将开放式基金的风险控制在投资者可以接受的范围内。

关键词：开放式基金；流动性风险；风险管理  
 
Abstract
The open-ended fund, as a cooperative investment means where investors and operators share the profit and loss, is a primary part of revolutionized fund. It is also the direction of the development of all funds through out the world. The development of Securities in our country is later and securities market is immature and the circumstance of the capital market is complex and special comparatively. This article regards “the liquidity risks of the open-ended fund in our country” as the research object. Through the study on domestic and international relevant theory. It combines the current situation of the security market of our country, regards the management of liquidity risks of the open-ended fund as the focal point, and carries on overall, systematic, deep studying to relevant problems. Finally, she suggests that we should consider the status of China’s capital market, learn from the well-developed operation of common fund in the United States, establish scientific risk management system, and take steady measures to manage risks so that we can contain the risks of open investment fund within the scope acceptable to the investors.

Key words: Open-end fund；Liquidity risks；The management of risks

*若需了解更多与协助请咨询↓→[电脑QQ][手机QQ]【数据协助】